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Securities Arbitration Procedure Manual
This 1,000 plus, hardbound book covers over 225 subjects that arise in customer-broker and broker-brokerage firm disputes. First published in l990, this third edition is now the standard text for law school clinical programs on securities arbitration and is used by individuals representing themselves, customer attorneys and defense counsel, nationwide. My goal has been to present balanced, pragmatic analyses of these subjects, combining the "best of" the annual Practising Law Institute programs on securities arbitration, which I've chaired since l986. A great deal of time away from by practice - representing customers, brokers and firms - was spent on this book and I believe it will assist you in this tremendously contentious areas of the law.

How Arbitration Works

Mediation and Arbitration of Employment
 
 
 
 
 
 
 
DisputesSecurities Arbitration for Brokers, Attorneys, and Investors
Contrasting arbitration of securities disputes with litigation in the courts, this book reviews the interaction of federal securities laws and arbitration in light of caselaw. This review culminates in the recent U.S. Supreme Court cases supporting the validity of predisputed arbitration agreements even when there are claims of fraud and violations of federal securities law. The common law view of arbitration and the Federal Arbitration Act of 1925 are discussed, as are the arbitration process and forums within the securities industry. Procedures (e.g. evaluating the merits of a claim, presenting a securities case to arbitration panels throughout the nation, and appealing an arbitration award) are also examined. It is the only book to date to discuss the new AAA Securities Arbitration Rules.  
 

Options as a Strategic Investment
This blockbuster bestseller--more than 100,000 copies sold--is considered to be the bible of options trading. Now completely revised and updated to encompass all the latest options trading vehicles, it supplies traders and serious investors with an abundance of new, strategic opportunities for managing their investments. Examples make clear the power of each strategy in carefully defined market condition.

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